# Financial Services Deployment Guide
This comprehensive guide provides step-by-step instructions for deploying ZeroTrustKerberosLink in financial services environments with strict security and compliance requirements.
## Table of Contents
- [Overview](#overview)
- [Compliance Requirements](#compliance-requirements)
- [Architecture Diagram](#architecture-diagram)
- [Prerequisites](#prerequisites)
- [Deployment Steps](#deployment-steps)
- [Configuration Templates](#configuration-templates)
- [Security Hardening](#security-hardening)
- [Compliance Verification](#compliance-verification)
- [Monitoring and Alerting](#monitoring-and-alerting)
- [Troubleshooting](#troubleshooting)
- [Deployment Checklist](#deployment-checklist)
## Overview
Financial services organizations require the highest levels of security when integrating Kerberos authentication with AWS services. This deployment guide provides a secure, compliant implementation that meets PCI-DSS, SOC 2, and other financial regulatory requirements.
**Key Benefits:**
- End-to-end encryption for all authentication traffic
- Comprehensive audit logging for compliance reporting
- Multi-factor authentication integration
- Automated key rotation and credential management
- High-availability configuration with 99.99% uptime SLA
## Compliance Requirements
This deployment architecture addresses the following compliance frameworks:
| Framework | Key Controls | Implementation Details |
|-----------|-------------|------------------------|
| PCI-DSS | Requirement 8: Identify and authenticate access | Multi-factor authentication, unique user IDs, secure credential storage |
| SOC 2 | Access Control | Least privilege access, session management, authentication controls |
| GLBA | Safeguards Rule | Data encryption, access controls, monitoring and alerting |
| FFIEC | Authentication | Multi-layered security, transaction monitoring, anomaly detection |
## Architecture Diagram
The financial services deployment uses a high-availability architecture with active-active configuration across multiple availability zones:
┌─────────────────────────────────────────────────────────────────┐
│ │
│ Financial Institution │
│ │
│ ┌──────────────┐ ┌───────────────┐ │
│ │ │ │ │ │
│ │ Kerberos │◄──────►│ ZTK Primary │ │
│ │ KDC │ │ Node │ │
│ │ │ │ │ │
│ └──────────────┘ └───────┬───────┘ │
│ │ │
│ │ │
│ ┌───────▼───────┐ │
│ │ │ │
│ │ ZTK Replica │ │
│ │ Node │ │
│ │ │ │
│ └───────┬───────┘ │
│ │ │
└──────────────────────────────────┼──────────────────────────────┘
│
│ Secure VPN/Direct Connect
│
▼
┌─────────────────────────────────────────────────────────────────┐
│ │
│ AWS Cloud │
│ │
│ ┌──────────────┐ ┌───────────────┐ ┌────────────┐ │
│ │ │ │ │ │ │ │
│ │ IAM Roles │◄──────►│ AWS STS │◄────►│ AWS KMS │ │
│ │ │ │ │ │ │ │
│ └──────────────┘ └───────────────┘ └────────────┘ │
│ │
│ │
│ ┌──────────────┐ ┌───────────────┐ ┌────────────┐ │
│ │ │ │ │ │ │ │
│ │ CloudWatch │◄──────►│ CloudTrail │◄────►│ S3 Logs │ │
│ │ │ │ │ │ │ │
│ └──────────────┘ └───────────────┘ └────────────┘ │
│ │
└─────────────────────────────────────────────────────────────────┘
## Prerequisites
Before deploying ZeroTrustKerberosLink in a financial services environment, ensure you have:
- **Infrastructure Requirements:**
- Two or more dedicated servers for high availability (8+ CPU cores, 16+ GB RAM)
- Network connectivity between Kerberos KDC and AWS (via Direct Connect or VPN)
- Hardware Security Module (HSM) for key management (recommended)
- **AWS Account Configuration:**
- IAM permissions to create roles and policies
- AWS CloudTrail enabled with log validation
- AWS KMS configured for encryption
- AWS Config for compliance monitoring
- **Kerberos Environment:**
- Active Directory or MIT Kerberos KDC
- Service principal for ZeroTrustKerberosLink
- Administrative access to create and manage Kerberos principals
## Deployment Steps
### Step 1: Prepare the Environment
1. **Set up dedicated servers:**
bash
# Install required packages
sudo apt update
sudo apt install -y docker.io docker-compose python3 python3-pip
# Enable and start Docker
sudo systemctl enable docker
sudo systemctl start docker
# Add current user to docker group
sudo usermod -aG docker $USER
2. **Configure network security:**
bash
# Configure firewall rules
sudo ufw allow from [KDC_IP] to any port 88,464,749
sudo ufw allow from [AWS_VPN_CIDR] to any port 443,8443
sudo ufw enable
3. **Set up AWS CLI:**
bash
# Install AWS CLI
curl "https://awscli.amazonaws.com/awscli-exe-linux-x86_64.zip" -o "awscliv2.zip"
unzip awscliv2.zip
sudo ./aws/install
# Configure AWS credentials
aws configure
### Step 2: Install ZeroTrustKerberosLink
1. **Download the installation package:**
bash
curl -O https://zerotrustkerberoslink.com/downloads/ztk-installer.tar.gz
tar -xzvf ztk-installer.tar.gz
cd ztk-installer
2. **Run the installation script:**
bash
sudo ./install.sh --ha-mode=active-active --nodes=2
3. **Verify installation:**
bash
sudo systemctl status ztk-service
### Step 3: Configure for Financial Services
1. **Generate configuration file:**
bash
sudo ztk-config --generate-template=financial > /etc/ztk/config.yaml
2. **Edit the configuration file:**
bash
sudo nano /etc/ztk/config.yaml
3. **Apply the configuration:**
bash
sudo ztk-config --apply /etc/ztk/config.yaml
### Step 4: Integrate with AWS
1. **Create IAM roles and policies:**
bash
aws iam create-role --role-name ZTKServiceRole --assume-role-policy-document file://ztk-trust-policy.json
aws iam attach-role-policy --role-name ZTKServiceRole --policy-arn arn:aws:iam::aws:policy/ReadOnlyAccess
2. **Configure AWS integration:**
bash
sudo ztk-aws-config --role-arn=arn:aws:iam::123456789012:role/ZTKServiceRole --region=us-east-1
3. **Test AWS integration:**
bash
sudo ztk-test aws-integration
### Step 5: Security Hardening
1. **Enable encryption:**
bash
sudo ztk-security --enable-encryption --key-rotation=7d
2. **Configure audit logging:**
bash
sudo ztk-logging --level=verbose --retention=2y
3. **Set up MFA integration:**
bash
sudo ztk-security --enable-mfa --mfa-provider=duo
## Configuration Templates
### PCI-DSS Compliant Configuration
yaml
# ZeroTrustKerberosLink Financial Services Configuration
# PCI-DSS Compliant
# High Availability Settings
ha_mode: active-active
min_nodes: 2
failover_timeout: 30s
# Kerberos Settings
kerberos:
realm: FINANCE.EXAMPLE.COM
kdc_servers:
- kdc1.finance.example.com
- kdc2.finance.example.com
service_principal: ztk/service@FINANCE.EXAMPLE.COM
keytab_path: /etc/ztk/service.keytab
ticket_lifetime: 8h
renewable_lifetime: 24h
# AWS Integration
aws:
region: us-east-1
role_mappings:
- kerberos_principal: "admin@FINANCE.EXAMPLE.COM"
aws_role: "arn:aws:iam::123456789012:role/AdminRole"
mfa_required: true
- kerberos_principal: "analyst@FINANCE.EXAMPLE.COM"
aws_role: "arn:aws:iam::123456789012:role/AnalystRole"
mfa_required: true
- kerberos_principal: "auditor@FINANCE.EXAMPLE.COM"
aws_role: "arn:aws:iam::123456789012:role/AuditorRole"
mfa_required: true
session_duration: 3600
credential_rotation: enabled
# Security Settings
security:
encryption:
transit: tls1.3
at_rest: aes256
key_rotation: 7d
authentication:
mfa_enabled: true
mfa_provider: duo
failed_login_lockout: 5
password_policy: strong
session:
idle_timeout: 15m
max_duration: 8h
concurrent_sessions: 1
# Audit Logging
logging:
level: verbose
destinations:
- local
- syslog
- cloudwatch
retention: 2y
sensitive_fields_masking: enabled
# Compliance
compliance:
pci_dss_mode: enabled
soc2_mode: enabled
audit_logging: verbose
log_retention: 2y
## Security Hardening
Financial services deployments require additional security hardening:
1. **Encryption Requirements:**
- TLS 1.3 for all communications
- AES-256 for data at rest
- FIPS 140-2 validated cryptographic modules
- Automatic key rotation every 7 days
2. **Authentication Controls:**
- Multi-factor authentication for all administrative access
- Certificate-based authentication for service accounts
- Minimum 15-minute session timeouts
- Automatic account lockout after 5 failed attempts
3. **Network Security:**
- Dedicated security groups and NACLs
- Private subnets with no direct internet access
- VPC endpoints for AWS services
- Web Application Firewall for API endpoints
## Compliance Verification
After deployment, verify compliance with:
1. **Automated Compliance Checks:**
bash
sudo ztk-compliance --check=pci-dss
sudo ztk-compliance --check=soc2
2. **Generate Compliance Reports:**
bash
sudo ztk-report --compliance=pci-dss --output=pdf
3. **Validate Audit Logging:**
bash
sudo ztk-logs --validate --framework=pci-dss
## Monitoring and Alerting
Set up comprehensive monitoring for your financial services deployment:
1. **CloudWatch Alarms:**
- Authentication failures
- Service availability
- Credential usage patterns
- Configuration changes
2. **Security Incident Detection:**
- Unusual access patterns
- Privilege escalation attempts
- Cross-region access
- After-hours activity
3. **Compliance Monitoring:**
- Configuration drift detection
- Continuous compliance validation
- Automated remediation workflows
## Troubleshooting
### Common Issues in Financial Services Deployments
| Issue | Symptoms | Resolution |
|-------|----------|------------|
| Kerberos Authentication Failures | "Ticket expired" or "Cannot find key" errors | Check time synchronization between KDC and ZTK servers; verify keytab file permissions |
| AWS Role Access Denied | "AccessDenied" when attempting to assume role | Verify trust relationship in IAM role; check principal names in configuration |
| MFA Integration Issues | MFA prompts not appearing or failing | Verify MFA provider configuration; check network connectivity to MFA service |
| High Latency | Slow authentication response times | Check network connectivity; verify resource allocation; enable performance monitoring |
| Audit Log Gaps | Missing entries in audit logs | Verify log configuration; check disk space; ensure log rotation is properly configured |
### Diagnostic Commands
bash
# Check service status
sudo systemctl status ztk-service
# View logs
sudo journalctl -u ztk-service -f
# Test Kerberos connectivity
sudo ztk-test kerberos-connectivity
# Verify AWS integration
sudo ztk-test aws-integration
# Run diagnostics
sudo ztk-diagnostics --full
## Deployment Checklist
Use this checklist to ensure your financial services deployment meets all requirements:
- [ ] **Pre-Deployment**
- [ ] Network connectivity verified
- [ ] Firewall rules configured
- [ ] Server hardening completed
- [ ] AWS IAM roles created
- [ ] Kerberos principals and keytabs generated
- [ ] **Installation**
- [ ] ZeroTrustKerberosLink installed on all nodes
- [ ] High availability configured
- [ ] Configuration files customized
- [ ] Services started and verified
- [ ] **Security Configuration**
- [ ] Encryption enabled for transit and at rest
- [ ] MFA integration configured
- [ ] Audit logging enabled
- [ ] Key rotation scheduled
- [ ] Session timeouts configured
- [ ] **Compliance Verification**
- [ ] PCI-DSS compliance verified
- [ ] SOC 2 controls implemented
- [ ] Audit logging validated
- [ ] Compliance reports generated
- [ ] **Monitoring and Alerting**
- [ ] CloudWatch alarms configured
- [ ] Log forwarding set up
- [ ] Security incident detection enabled
- [ ] Status dashboard created
- [ ] **Documentation**
- [ ] Architecture diagram updated
- [ ] Configuration documented
- [ ] Runbooks created
- [ ] Recovery procedures documented
